Allvue Investment Compliance Management

Spec sheet

Support

Existing customers can access the support portal 24/7 to use the Learning Center and Knowledge Base, report issues, submit access requests, and check tickets.Read 14 Nov 2026 · allvuesystems.com

AI assistant

The Compliance solution includes Andi, an embedded AI assistant for interpreting rules, navigating configurations, and accessing documentation.Read 14 Nov 2026 · allvuesystems.com

Cloud and framework

Allvue describes a cloud-based environment and says its workflow and rules engine is built using the .Net framework.Read 14 Nov 2026 · allvuesystems.com

Configurable rules

Users can configure trade rules such as best execution and inter-portfolio trading limitations.Read 14 Nov 2026 · allvuesystems.com

Dashboards and reports

Users can automate and customize summary and detailed reports and dashboards.Read 14 Nov 2026 · allvuesystems.com

Data encryption

Allvue says customer data is encrypted using unique per-customer keys and data in transit is encrypted.Read 14 Nov 2026 · allvuesystems.com

Lifecycle monitoring

The software monitors hypothetical testing, pre-trade, trade allocation, post-trade, and ongoing portfolio compliance.Read 14 Nov 2026 · allvuesystems.com

Optimizer integration

Allvue Portfolio Optimizer integrates compliance checks into CLO optimization through ramp-up, reinvestment, and rebalancing.Read 14 Nov 2026 · allvuesystems.com

Product scope

Allvue describes the product as investment compliance management software for private debt and CLO managers across the trade lifecycle.Read 14 Nov 2026 · allvuesystems.com

Real-time data

It integrates current exposure and market data for real-time compliance monitoring.Read 14 Nov 2026 · allvuesystems.com

Restrictions

Compliance controls can set restrictions for trades, issuers, assets, and counterparties.Read 14 Nov 2026 · allvuesystems.com

Risk analysis

The product supports cross-portfolio hypothetical trades, historical compliance analysis, model portfolios, and side-by-side scenario comparisons.Read 14 Nov 2026 · allvuesystems.com

Security audits

Allvue says it completed SOC 1 and SOC 2 Type I and Type II audits.Read 14 Nov 2026 · allvuesystems.com

Supported test libraries

The test library includes CLO (US and Euro), 40 ACT, SMA, UCITS, BDC, Leverage Facility, Borrowing Base, and Muni Fund tests.Read 14 Nov 2026 · allvuesystems.com

Where Specifiction places it

• Investment Compliance Software#9 of 325.9