Complies vs ProcessUnity SOX Compliance

Complies is a web compliance workspace for small and midsize teams. It tracks obligations with owners, statuses, due dates, calendars, and Slack or email reminders; maps controls; collects evidence; and presents audit-readiness information. Supported frameworks listed by the maker include SOC 2, ISO 27001, GDPR, HIPAA, and PCI DSS. Evidence from AWS, Azure, GitHub, Google Workspace, Okta, Slack, and Jira can be collected on schedules, linked to controls, and reused across frameworks. Human tasks such as vendor reviews and tabletop writeups remain assigned work with reminders rather than automatic output. Security controls include TLS 1.2+ in transit, AES-256 encryption for stored data, and role-based, logged staff access with mandatory MFA. Customers can export or request deletion of their data, and Complies says it does not sell, share, or train on compliance data. Plans are billed annually: Starter is $47 a year, Growth 119.00 USD, Scale 299.00 USD, and Enterprise 499.00 USD.

ProcessUnity SOX Compliance is a hosted, web-accessible application for Sarbanes-Oxley work within ProcessUnity’s risk management platform. It supports business-process documentation, risk evaluation, control definition, issue management, assessments, and control testing. Teams can connect processes with risks and significant accounts, associate risks with mitigating controls, and identify shared controls for coordinated testing. Testing can focus on processes, systems, or controls. Dashboards track progress and results, while issue-resolution workflows and remote auditor access support follow-up and review. The no-code ProcessUnity Platform is described as fully configurable by end users, requires no installation, and is delivered as SaaS over the internet. A web-services API connects enterprise systems and external content providers. Listed integrations include SAP, Oracle, Workday, Coupa, SAP Ariba, Ivalua, ServiceNow, RSA Archer, Jira, DocuSign, Salesforce, and SharePoint. ProcessUnity says its team configures, tests, deploys, and supports integrations. Pricing is available on request.