ControlHatch vs Toppan Merrill SOX Automation

ControlHatch is a web-based GRC platform for SOX compliance, internal controls, risk assessments, and operational audits. Teams can organize control testing by audit round, record exceptions, and capture reviewer sign-off in an audit trail. Its AI-assisted workflow drafts risks, controls, and assertions from process descriptions for users to review and refine. Risk dashboards score risks and link them to mitigating controls. Recurring monthly or quarterly certification campaigns can send reminders and record timestamped attestations. A dashboard tracks evidence requests and fieldwork status, with scheduled reminders for outstanding PBC items; teams can export fieldwork to their own Excel testing templates. ControlHatch says it supports more than 50 frameworks and standards, including SOX 404, SOC 1 and SOC 2, ITGC, ISO 27001, PCI DSS, and HIPAA. Listed security measures include end-to-end encryption, role-based access control, audit logging, and SHA-256 hashing of uploaded evidence. The free plan costs nothing and includes unlimited users, entities, projects, and controls, AI-assisted workflows, and full data export.

Toppan Merrill SOX Automation is a paid, web-based SaaS platform for managing SOX compliance. It keeps business locations, processes, risks, and controls together so teams can see the full program. Customizable workflows cover control execution, documentation, testing, evidence collection, management certifications, deficiency remediation, and remediation tracking. Automated notifications and alerts support ongoing work. Interactive dashboards provide customizable views, while flexible reporting addresses stakeholder requirements. Role-based access controls support collaboration with internal and external stakeholders, with unlimited user roles and permission levels. Toppan Merrill says implementation is rapid regardless of program size or complexity, and dedicated consultants can guide customers through SOX compliance and changing standards and regulations. The solution is presented for public companies and regulatory, internal, and external audit professionals. Toppan Merrill identifies the product as an integrated SaaS platform built on SOX rules and business-process logic, without naming external software integrations. Its security statements reference an ISO 27001-based information security management system and ISO/IEC 27001:2013 certification for physical security. Pricing is available on request.