Toppan Merrill SOX Automation vs Workiva Audit Management

Toppan Merrill SOX Automation is a paid, web-based SaaS platform for managing SOX compliance. It keeps business locations, processes, risks, and controls together so teams can see the full program. Customizable workflows cover control execution, documentation, testing, evidence collection, management certifications, deficiency remediation, and remediation tracking. Automated notifications and alerts support ongoing work. Interactive dashboards provide customizable views, while flexible reporting addresses stakeholder requirements. Role-based access controls support collaboration with internal and external stakeholders, with unlimited user roles and permission levels. Toppan Merrill says implementation is rapid regardless of program size or complexity, and dedicated consultants can guide customers through SOX compliance and changing standards and regulations. The solution is presented for public companies and regulatory, internal, and external audit professionals. Toppan Merrill identifies the product as an integrated SaaS platform built on SOX rules and business-process logic, without naming external software integrations. Its security statements reference an ISO 27001-based information security management system and ISO/IEC 27001:2013 certification for physical security. Pricing is available on request.

Workiva Audit Management supports internal audit teams with audit planning, testing, evidence collection, issue tracking, and remediation. Its workflows include AI-driven features, pre-built frameworks, and testing automation. Audit Analytics can examine complete data populations to identify anomalies, errors, potential fraud, and trends for investigation. Teams can adopt and track conformance with the IIA Global Internal Audit Standards. Workiva says each plan includes more than 70 connectors, such as Oracle, Salesforce, Workday, and BlackLine, plus open APIs; iOS and Android mobile apps are also included. Plans have unlimited seats or users, but pricing and packaging are tailored to organizational needs and prices are available on request. Workiva lists SOC 1 Type II, SOC 2 Type II, ISO/IEC 27001:2022, CSA STAR, and FedRAMP Moderate credentials. It states that data is encrypted at rest using AES 256-bit encryption and that contracts include a 99.5% uptime commitment. Global technical support is available 24/7/365, alongside Customer Success Managers and learning resources. Workiva connects audit workflows with finance and risk on a shared platform.