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Guardial Audit Management

guardial.ai

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Spec score 7.5 #8 of 22 in Internal Audit Software

What it is

Guardial Audit Management is a web module for internal audit planning, fieldwork, workpapers, and reporting. Audit plans bring scope, schedules, resource estimates, and a risk register together, with estimates rolling up to capacity. Preloaded templates for BSA/AML, fair lending, third-party, and IT controls combine sampling, evidence capture, and reviewer notes in one workspace. Workpapers are version-controlled, timestamped, and signed. The Findings agent drafts remediation plans from fieldwork notes for audit leads to review, adjust, and route to issue owners. Reports generated from live data include issue letters, management responses, quarterly audit committee packages, and examiner-ready PDFs. Findings also flow into Issues Home, shared across Guardial modules. The module is aimed at regulated financial services, including fintechs, nonbanks, loan servicers, community banks, credit unions, and insurance carriers. Guardial says it is built to SOC 2 Type II and ISO 27001 controls and provides SAML/SCIM single sign-on, role-based access, and an immutable audit log. Pricing is provided in a written proposal sized to the customer’s stage and program, scaling with modules used and program size.

Spec sheet

Purpose
Guardial Audit Management supports internal audit planning, fieldwork, workpapers, and reporting.Read 3 Oct 2026 · guardial.ai
Integrations
The audit page states that the interface inherits the customer’s single sign-on; it does not name a specific identity provider.Read 3 Oct 2026 · guardial.ai
Support
The FAQ says support responds within four business hours during business hours and includes in-app help.Read 3 Oct 2026 · guardial.ai
Headquarters
San Diego, CaliforniaRead 28 Sep 2026 · guardial.ai
Founded
2022Read 28 Sep 2026 · guardial.ai
AI data use
Guardial says its agents do not train on customer data, and customers control what data agents can access.Read 3 Oct 2026 · guardial.ai
Audit planning
Audit plans combine scope, schedule, resource estimates, and a risk register, with estimates rolling up to capacity.Read 3 Oct 2026 · guardial.ai
Evidence gathering
Workpaper templates are preloaded for BSA/AML, fair lending, third-party, and IT controls, with sampling, evidence capture, and reviewer notes in one workspace.Read 3 Oct 2026 · guardial.ai
Findings agent
The Findings agent drafts remediation plans from fieldwork notes for audit leads to review, adjust, and route to issue owners.Read 3 Oct 2026 · guardial.ai
Notable scope
The audit page says the module replaces SharePoint workpaper folders, Word issue letters, spreadsheets of management responses, and Excel sample selection.Read 3 Oct 2026 · guardial.ai
Reports
The module generates issue letters, management responses, quarterly audit committee packages, and an examiner-ready PDF from live data.Read 3 Oct 2026 · guardial.ai
Security controls
Guardial says it is built to SOC 2 Type II and ISO 27001 controls and provides SAML/SCIM single sign-on, role-based access, and an immutable audit log.Read 3 Oct 2026 · guardial.ai
Shared issue tracking
Audit findings flow into Issues Home, which is shared across Guardial modules.Read 3 Oct 2026 · guardial.ai
Who it is for
Guardial says it is built for regulated financial services, including fintechs, nonbanks, loan servicers, community banks, credit unions, and insurance carriers.Read 3 Oct 2026 · guardial.ai
Workpaper history
Workpapers are version-controlled, timestamped, and signed.Read 3 Oct 2026 · guardial.ai

Plans and prices

Custom proposal Priced on request Pricing is provided in a written proposal sized to the customer’s stage and program. Pricing scales with modules used and program size Read 3 Oct 2026 · guardial.ai

Every Guardial Audit Management plan and price →

Strong points and limits

Strong points

  • Plans combine scope, schedule, resources, and risk register.
  • Templates cover four listed audit areas.
  • Workpapers are timestamped, signed, and version-controlled.
  • Findings flow into shared Issues Home.
  • Support responds within four business hours during business hours.

Limits

  • Pricing requires a written proposal.
  • Available only on the web.
  • Audit page does not name a specific identity provider.

Who it suits

It suits internal audit teams in regulated financial services organizations, including the listed fintechs, banks, credit unions, and insurers. Teams can use it to coordinate audit plans, fieldwork, workpapers, and reports.

Verdict

Guardial Audit Management brings audit planning, workpapers, findings, and reporting into a shared workflow, with controls and access provisions described by the maker. Pricing depends on a written proposal sized to the program.

Where Specifiction places it

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