Guardial Audit Management vs Resolver Internal Audit

Guardial Audit Management is a web module for internal audit planning, fieldwork, workpapers, and reporting. Audit plans bring scope, schedules, resource estimates, and a risk register together, with estimates rolling up to capacity. Preloaded templates for BSA/AML, fair lending, third-party, and IT controls combine sampling, evidence capture, and reviewer notes in one workspace. Workpapers are version-controlled, timestamped, and signed. The Findings agent drafts remediation plans from fieldwork notes for audit leads to review, adjust, and route to issue owners. Reports generated from live data include issue letters, management responses, quarterly audit committee packages, and examiner-ready PDFs. Findings also flow into Issues Home, shared across Guardial modules. The module is aimed at regulated financial services, including fintechs, nonbanks, loan servicers, community banks, credit unions, and insurance carriers. Guardial says it is built to SOC 2 Type II and ISO 27001 controls and provides SAML/SCIM single sign-on, role-based access, and an immutable audit log. Pricing is provided in a written proposal sized to the customer’s stage and program, scaling with modules used and program size.

Resolver Internal Audit manages audit work from risk assessment and planning through fieldwork, evidence collection, findings, corrective actions, and reporting. A shared audit universe organizes processes, risks, controls, and tests in one system. Teams can use current risk and audit information to prioritize high-risk areas and assign resources. Ready-made templates support coverage planning, fieldwork, testing, review, and audit reports, including IPPF performance standards. Workflows, reminders, and alerts coordinate stakeholders and evidence collection. A client portal lets first-line clients submit documents and review narratives while audit information remains centralized. Automated dashboards provide real-time views and filters, and audit committee reports can be produced with one click. Resolver Core supports REST API access and webhooks for third-party connections; the API allows 1,000 calls or adding or updating 100 objects per day, with higher usage discussed through a Customer Success Manager. Resolver states certifications including ISO/IEC 27001:2022, ISO/IEC 27017:2015, ISO/IEC 27701:2019, and SOC 2 Type 2. The product supports web and API access, AWS production environments, and SAML 2.0 single sign-on. Pricing is custom and available on request.