Comply Case Management
comply.com
Spec sheet
- Purpose
- Comply Case Management centralises investigations, documentation, and resolution of potential violations so firms can enforce policies consistently and demonstrate alignment with regulatory expectations.Read 12 Oct 2026 · comply.com
- Intended users
- Comply’s platform is aimed at financial-services firms including asset and investment managers, wealth managers, trading firms, investment banks, and insurers.Read 12 Oct 2026 · comply.com
- Deployment
- cloudRead 22 Sep 2026 · comply.com
- Integrations
- Comply says its platform has integration capabilities and APIs for connecting with other industry solutions, but the case management page does not name a case-management-specific integration.Read 12 Oct 2026 · comply.com
- Security
- Comply says it has completed SOC 1 Type II and SOC 2 Type II assessments and is certified to ISO/IEC 27001:2022.Read 12 Oct 2026 · trust.comply.com
- Support
- Comply says customer support is available 24/5 from dedicated subject-matter experts.Read 12 Oct 2026 · comply.com
- Analysis
- Case data can be analysed to identify behavioural patterns, escalate issues, and generate reports by category or classification.Read 12 Oct 2026 · comply.com
- Analysis and reporting
- Case data can be analysed to identify behaviour patterns, escalate issues, and generate reports by category or classification.Read 12 Oct 2026 · comply.com
- Audit trail
- Comply describes its case-management workflows as documented with a full audit trail.Read 12 Oct 2026 · comply.com
- Broker feeds
- Comply says its platform has direct broker feeds from more than 300 brokerage firms.Read 12 Oct 2026 · comply.com
- Case records
- The product keeps workpapers, correspondence, and documentation in one place for quicker internal or regulatory responses.Read 12 Oct 2026 · comply.com
- Company scale
- Comply says it supports large enterprise firms, small one- or two-person shops, and firms in between.Read 12 Oct 2026 · comply.com
- Custom case fields
- YesRead 22 Sep 2026 · comply.com
- Documentation
- Workpapers, correspondence, and documentation can be maintained in one place for quicker internal or regulatory responses.Read 12 Oct 2026 · comply.com
- Onboarding
- Comply says typical onboarding for its platform takes approximately 6–8 weeks, with larger-client onboarding scoped to their needs.Read 12 Oct 2026 · comply.com
- Pricing access
- The product page offers a book-a-demo link and does not state a price.Read 12 Oct 2026 · comply.com
- Reporting dashboards
- YesRead 22 Sep 2026 · comply.com
- Sales access
- The Case Management page invites prospective customers to book a demo.Read 12 Oct 2026 · comply.com
- Security assessments
- Comply says it has completed SOC 1 Type II and SOC 2 Type II assessments and is ISO/IEC 27001:2022 certified.Read 12 Oct 2026 · trust.comply.com
- Security testing
- Comply says it performs annual penetration testing with an independent third-party assessor.Read 12 Oct 2026 · trust.comply.com
- Workflow automation
- YesRead 22 Sep 2026 · comply.com
- Workflows
- Configurable workflows route cases to the right reviewers while preserving confidentiality.Read 12 Oct 2026 · comply.com
Plans and prices
Comply Case Management Priced on request Pricing by demo request Read 12 Oct 2026 · comply.com
Where Specifiction places it
- Case Management Software#97 of 1777.5
