COMPLY Communications Archiving

Spec sheet

Purpose

The solution centralizes communications oversight to help firms maintain records of supervision and reduce manual review burdens.Read 4 Oct 2026 · comply.com

Intended users

Comply says its services support firms ranging from one- or two-person shops to large enterprises, and its site lists RIAs, private funds, broker-dealers, and investment banks among the firm types it serves.Read 4 Oct 2026 · comply.com

Support

Comply advertises 24/5 support and in-house expertise for its customers.Read 4 Oct 2026 · comply.com

Headquarters

New York, New York, United StatesRead 28 Sep 2026 · comply.com

Archive format

Comply says communications are captured, reviewed, and stored in a WORM-compliant format.Read 4 Oct 2026 · comply.com

Captured message details

Native capture includes full conversation threads, edited and deleted messages, timestamps, attachments, multimedia, and reactions.Read 4 Oct 2026 · comply.com

Channels

It captures email, website content, iMessage and WhatsApp texts, LinkedIn and X posts, and communications through MyRepChat, CellTrust, and RedTail Speaks.Read 4 Oct 2026 · comply.com

Encryption

Comply states that messages are fully encrypted from capture to archive.Read 4 Oct 2026 · comply.com

Headquarters listed

Comply Technologies, Inc. lists an address at 600 5th Avenue, Suite 1010, New York, New York, 10020.Read 4 Oct 2026 · comply.com

Mobile capture

Through its LeapXpert partnership, the product captures iMessage and WhatsApp natively without requiring employees to switch apps.Read 4 Oct 2026 · comply.com

Phone numbers and terms

Comply says representatives can keep their existing phone numbers and that capture complies with Apple and WhatsApp terms of service.Read 4 Oct 2026 · comply.com

Pricing and access

The product page directs prospective customers to book a demo and does not state a price.Read 4 Oct 2026 · comply.com

Regulatory context

Comply describes the product as supporting written communications recordkeeping requirements under SEC Rule 204-2.Read 4 Oct 2026 · comply.com

Review controls

Supervisors can mark users for heightened supervision, choose a sample size, and filter archived content by channel, keyword, date range, and more.Read 4 Oct 2026 · comply.com

Review records

The product stores archived data and maintains a centralized compliance log to track and document completed reviews.Read 4 Oct 2026 · comply.com

Plans and prices

Every COMPLY Communications Archiving plan and price →

Where Specifiction places it

• Sales Compliance Software#9 of 277.3
• Digital Communications Governance Software#8 of 197.3
• Social Media Archiving Software#22 of 387.2